Exhibit 10(o)(1)
AMENDMENT TO
MARKETING AGREEMENT
THIS AMENDMENT TO THE
MARKETING AGREEMENT, effective as indicated herein, by and between
Investors Insurance Corporation (“IIC”), a Delaware
corporation, and Legacy Marketing Group (“LMG”), a
California corporation.
WHEREAS, IIC and LMG
entered into a Marketing Agreement, dated June 5, 2002,
(“Agreement”), wherein LMG agreed to provide specified
services relating to the marketing of certain insurance policies
issued by IIC.
WHEREAS, IIC and LMG
desire to amend to the Agreement as follows;
NOW THEREFORE, in
consideration of the foregoing recitals and mutual promises
hereinafter contained and other good and valuable consideration,
LMG and IIC mutually agree to the following:
1.
Add to APPENDIX
A, “Contract (Policy) Forms,” as
follows:
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PRODUCT NAME
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POLICY FORM NUMBERS*
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EFFECTIVE DATES**
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MarkOne sm 0
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IIC-PEIA-302-10-0
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06/05/02
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MarkOne sm 4
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IIC-PEIA-302-10-4
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06/05/02
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MarkOne sm 8
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IIC-PEIA-302-10-8
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06/05/02
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MarkOne sm SE
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IIC-PEIA-302-10-0
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09/19/05
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Beneficiary Rider
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IIC-BRP-302
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06/05/02
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SummitMark sm
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IIC-PEIA-603-10-0
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03/15/04
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SummitMark sm Extra 4
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IIC-PEIA-603-10-4
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03/15/04
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SummitMark sm Extra 8
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IIC-PEIA-603-10-8
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03/15/04
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VistaMark sm
“0”
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IIC-PEIA-603-10-0
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04/29/04
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VistaMark sm
“4”
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IIC-PEIA-603-10-4
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04/27/04
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VistaMark sm
“8”
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IIC-PEIA-603-10-8
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04/27/04
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PremierMark sm
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IIC-PEIA-1204-0
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07/01/05
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*Including all State
required variations of the above referenced products/policy form
numbers.
** The “Effective
Date” is the first date that LMG will accept
applications.
2.
Add to APPENDIX B,
“ Commission and Marketing Allowance Fees,” as
attached hereto.
{Remainder of page
intentionally left blank.}
*Confidential
information omitted and filed separately with the SEC.
1
3.
APPENDIX C
, Schedule of Authorized
Personnel, “Representing LMG,” is hereby deleted in its
entirety and the following is replaced in its stead:
“Representing
Legacy Marketing Group
Lynda L. Regan, Chief
Executive Officer
R. Preston Pitts,
President
Ata Azarshahi, Chief
Actuarial Officer
Chris Eaken, Vice
President of Compliance and Quality
Control/Training”
All other provisions in
the Agreement not specifically amended above remain in effect and
unchanged.
IN WITNESS WHEREOF, the
parties have executed this Agreement.
Legacy Marketing Group
Investors Insurance
Corporation
By: /s/ R. Preston Pitts
By: /s/ Yves Corcos
Printed Name: R. Preston Pitts
Printed Name: Yves Corcos
Title: President
Title: Chief Executive Officer
Date: August 31, 2006
Date: May 17, 2006
*Confidential
information omitted and filed separately with the SEC.
2
APPENDIX B TO
MARKETING AGREEMENT
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MarkOne SM Compensation
Table a
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MarkOne SM
Series
Product Name
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Effective Dates b
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(a)
Base Commission
Ages *-*
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(b)
Mkt. Allow.
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(c)
LMG Trail
Com. (aka Administrative Trail Fee or Fund One
fee)
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Year 1
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Year 2+
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MarkOne SM
“0”
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06/05/02
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**
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*
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*
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*%
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12/01/02
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*
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*
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*
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*%
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02/01/03
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*
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*
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*
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*%
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03/24/03
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*
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*
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*
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*%
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07/07/03
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*
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*
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*
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*%
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09/15/03
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*
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*
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*
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*%
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11/01/03
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*
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*
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*
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*%
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02/02/04
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*
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*
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*
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*%
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|
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04/05/04
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*
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*
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*
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*%
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|
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05/01/04
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*
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*
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*
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*%
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|
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06/01/04
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*
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*
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*
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*%
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|
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09/01/04
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*
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*
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*
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*%
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|
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11/01/04
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*
|
*
|
*
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*%
|
|
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03/01/05
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*
|
*
|
*
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*%
|
|
|
04/01/05
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*
|
*
|
*
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*%
|
|
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05/01/05
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*
|
*
|
*
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*%
|
|
|
06/01/05
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*
|
*
|
*
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*%
|
|
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09/01/05
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*
|
*
|
*
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*%
|
|
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11/01/05
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*
|
*
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*
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*%
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|
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Year 1
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Year 2+
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|
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MarkOne SM
“4”
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06/05/02
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*
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*
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*
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*%
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|
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12/01/02
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*
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*
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*
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*%
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|
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02/01/03
|
*
|
*
|
*
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*%
|
|
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03/24/03
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*
|
*
|
*
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*%
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|
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07/07/03
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*
|
*
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*
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*%
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|
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09/01/03 to 09/30/03
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*
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*
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*
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*%
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|
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09/15/03
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*
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*
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*
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*%
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|
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10/01/03
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*
|
*
|
*
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*%
|
|
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02/02/04
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*
|
*
|
*
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*%
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|
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04/05/04
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*
|
*
|
*
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*%
|
|
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05/01/04
|
*
|
*
|
*
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*%
|
|
|
06/01/04
|
*
|
*
|
*
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*%
|
|
|
09/01/04
|
*
|
*
|
*
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*%
|
|
|
11/01/04
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*
|
*
|
*
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*%
|
|
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03/01/05
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*
|
*
|
*
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*%
|
|
|
04/01/05
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*
|
*
|
*
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*%
|
|
|
05/01/05
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*
|
*
|
*
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*%
|
|
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06/01/05
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*
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*
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*
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*%
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09/01/05
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*
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*
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*
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*%
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*Confidential
information omitted and filed separately with the SEC.
3
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11/01/05
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*
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*
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*
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*%
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Year 1
|
Year 2+
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|
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MarkOne SM
“8”
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06/05/02
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*
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*
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*
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.*%
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12/01/02
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*
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*
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*
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*%
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02/01/03
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*
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*
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*
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*%
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03/24/03
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*
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*
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*
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*%
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07/07/03
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*
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*
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*
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*%
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10/01/03
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*
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*
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*
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*%
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02/02/04
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*
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*
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*
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*%
|
|
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04/05/04
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*
|
*
|
*
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*%
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|
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05/01/04
|
*
|
*
|
*
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*%
|
|
|
06/01/04
|
*
|
*
|
*
|
*%
|
|
|
09/01/04
|
*
|
*
|
*
|
*%
|
|
|
11/01/04
|