| Title | Parties | Law Firm | Date | Gov Law | |
| PLACEMENT AGENCY AGREEMENT |
Far East Energy Corporation
Macquarie Capital (USA) Inc
Morrison & Foerster LLP
Zuber, PC
| Morrison Foerster | 8/10 | New York |
|
| Distribution Agency Agreement |
TOP FLIGHT GAMEBIRDS, INC.
Anhui Xuelingxian Pharmaceutical Co, Ltd
| Unavailable | 8/10 | Unavailable |
|
| AMENDMENT NO. 4 TO PLACEMENT AGENCY AGREEMENT |
DOMINICK & DOMINICK LLC
HELIX WIND CORP
| Unavailable | 8/10 | Unavailable |
|
| PLACEMENT AGENCY AGREEMENT |
Lightbridge Corporation
Lowenstein Sandler PC
William Blair & Company, LLC
| Pillsbury Winthrop;Lowenstein Sandler | 7/10 | New York |
|
| ESCROW AND PAYING AGENT AGREEMENT |
BANC OF AMERICA SECURITIES LLC
CREDIT SUISSE SECURITIES (USA) LLC
| Unavailable | 7/10 | New York |
|
| PLACEMENT AGENCY AGREEMENT |
Canaccord Genuity Inc
Hudson Technologies, Inc
| Mintz Levin;Blank Rome | 7/10 | New York |
|
| SENIOR SECURED NOTES DUE 2014 WORKING CAPITAL FACILITY AGREEMENT |
TRICO MARINE SERVICES INC
ALBYN MARINE LIMITED
CTC GUERNSEY LTD
CTC MARINE PROJECTS LIMITED
| Unavailable | 7/10 | New York |
|
| AGENCY AGREEMENT |
BE RESOURCES INC.
MGI Securities Inc
| Unavailable | 6/10 | Unavailable |
|
| FIRST AMENDMENT TO SECOND AMENDED AND RESTATED U.S. INTERCREDITOR AND COLLATERAL AGENCY AGREEMENT |
BANK OF NOVA SCOTIA
CENTRAL STATES CAN CO
CR USA, INC
CROWN AMERICAS CAPITAL CORP
CROWN AMERICAS LLC
CROWN BEVERAGE PACKAGING PUERTO RICO, INC
CROWN BEVERAGE PACKAGING, INC
CROWN CONSULTANTS, INC
CROWN CORK & SEAL COMPANY (DE), LLC
CROWN CORK & SEAL COMPANY, INC
CROWN CORK & SEAL USA, INC
CROWN FINANCIAL CORPORATION
CROWN FINANCIAL MANAGEMENT, INC
CROWN HOLDINGS, INC
CROWN INTERNATIONAL HOLDINGS, INC
CROWN PACKAGING TECHNOLOGY, INC
Crown Usco, CROWN EUROPEAN HOLDINGS SA
DEUTSCHE BANK AG
FOREIGN MANUFACTURERS FINANCE CORPORATION
France, CROWN METAL PACKAGING CANADA LP
NWR, INC
| Unavailable | 6/10 | New York |
|
| FIRST AMENDMENT TO SECOND AMENDED AND RESTATED EURO INTERCREDITOR AND COLLATERAL AGENCY AGREEMENT |
CROWN HOLDINGS INC
3079939 NOVA SCOTIA COMPANY
889273 ONTARIO INC
CARNAUDMETALBOX OVERSEAS LIMITED
CROWN AEROSOLS UK LIMITED
CROWN AMERICAS LLC
CROWN CORK & SEAL COMPANY, INC
CROWN CORK & SEAL FINANCE LIMITED
CROWN ENVASES MEXICO, SA DE CV
Crown Euroco, CROWN METAL PACKAGING CANADA LP
CROWN EUROPEAN HOLDINGS SA
Crown Holdings, CROWN INTERNATIONAL HOLDINGS, INC
CROWN METAL PACKAGING CANADA INC
CROWN MEXICAN HOLDINGS, S DE RL DE CV
CROWN UK HOLDINGS LIMITED
CROWN VERPAKKING BELGIË NV
CROWN VERPAKKING NEDERLAND BV
CROWN VOGEL AG
DEUTSCHE BANK AG
| Unavailable | 6/10 | New York |
|
| Exclusive Agency Agreement |
TURBINE TRUCK ENGINES INC
Falcon Power Co, Ltd
| Unavailable | 6/10 | Unavailable |
|
| ARROWHEAD RESEARCH CORPORATION PLACEMENT AGENT AGREEMENT |
ARROWHEAD RESEARCH CORP
| Mintz Levin;Goodwin Procter | 6/10 | New York |
|
| Selling Agency Agreement |
IDAHO POWER CO
Banc of America Securities LLC
BNY Mellon Capital Markets, LLC
| Sullivan Cromwell | 6/10 | New York |
|
| PLACEMENT AGENCY AGREEMENT |
HANMI FINANCIAL CORP
Cappello Capital Corp
| Manatt Phelps;Morrison Foerster | 6/10 | California |
|
| PLACEMENT AGENCY AGREEMENT |
CEREPLAST INC
Ladenburg Thalmann & Co Inc
| Unavailable | 6/10 | New York |
|
| AMENDED AND RESTATED INTERCREDITOR AND COLLATERAL AGENCY AGREEMENT |
AIG Global Investment Corp
AXA EQUITABLE LIFE INSURANCE COMPANY
Babson Capital Management LLC
MONY LIFE INSURANCE COMPANY
PNC BANK, NATIONAL ASSOCIATION
PRIMERICA LIFE INSURANCE COMPANY
Spartech Corporation
TEACHERS INSURANCE
VARIABLE ANNUITY LIFE INSURANCE COMPANY
| Unavailable | 6/10 | New York |
|
| FISCAL AGENCY AGREEMENT |
AMBAC FINANCIAL GROUP INC
AMBAC ASSURANCE CORPORATION
| Unavailable | 6/10 | New York |
|
| HARBOR BIOSCIENCES, INC. PLACEMENT AGENT AGREEMENT |
Chardan Capital Markets, LLC
INTRODUCTION Harbor BioSciences, Inc
| Unavailable | 6/10 | New York |
|
| SECURITY AND COLLATERAL AGENCY AGREEMENT |
VAXGEN INC
diaDexus, Inc.,
| Unavailable | 6/10 | California |
|
| SUBSCRIPTION AGENT AGREEMENT |
EAGLE ROCK ENERGY PARTNERS L P
| Unavailable | 5/10 | Unavailable |
|
| AGENCY AGREEMENT |
ONEIDA FINANCIAL CORP
Luse Gorman Pomerenk & Schick, PC
| Kilpatrick Stockton;Luse Gorman | 5/10 | New York |
|
| AGENCY AGREEMENT |
JACKSONVILLE BANCORP, INC.
Jacksonville Savings Bank
| Luse Gorman;Patton Boggs | 5/10 | New York |
|
| AGENCY AGREEMENT |
PEOPLES FEDERAL BANCSHARES, INC.
SANDLER O'NEILL & PARTNERS, LP
| Luse Gorman;Bingham McCutchen | 5/10 | New York |
|
| AGENCY AGREEMENT |
COLONIAL BANKSHARES INC
Colonial Financial Services, Inc
Financial Industry Regulatory Authority
| Luse Gorman;Sonnenschein Nath | 5/10 | New York |
|
| AGENCY AGREEMENT |
JACKSONVILLE BANCORP INC
Jacksonville Savings Bank
Keefe, Bruyette & Woods, Inc
Mid-Tier Holding Company
| Luse Gorman;Patton Boggs | 5/10 | New York |
|