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DOCUMENT TITLE:  ASSET EXCHANGE AGREEMENT .
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Clause Heading
Section 2.1 - JV Interest Exchange; Closing; Exchange Consideration.
Section 2.2 - Closing.
Section 2.3 - Closing Obligations.
(a) - Transferor shall deliver:
ARTICLE III - REPRESENTATIONS AND WARRANTIES OF TRANSFEROR
Section 3.1 - Organization and Good Standing.
Section 3.2 - Enforceability; Authority; No Conflict.
Section 3.3 - Title.
Section 3.4 - No Consents.
ARTICLE IV - REPRESENTATIONS AND WARRANTIES OF RAMIUS
Section 4.1 - Organization and Good Standing.
Section 4.2 - Enforceability; Authority; No Conflict.
(i) - Breach any provision of any of the Governing Documents of Ramius;
Section 4.3 - No Consents.
ARTICLE V - REPRESENTATIONS AND WARRANTIES OF NEW PARENT AND JV ACQUIROR
Section 5.1 - Organization and Good Standing.
Section 5.2 - Enforceability; Authority; No Conflict.
(c) - No Consents.
Section 5.3 - Capitalization.
ARTICLE VI - CONDITIONS PRECEDENT TO RAMIUSS, NEW PARENTS AND JV ACQUIRORS OBLIGATIONS TO CLOSE
Section 6.1 - Accuracy of Representations.
Section 6.2 - Performance.
Section 6.3 - Ramius Asset Exchange.
Section 6.4 - Ancillary Agreements.
Section 6.5 - No Injunctions or Restraints; Illegality.
ARTICLE VII - CONDITIONS PRECEDENT TO TRANSFERORS OBLIGATION TO CLOSE
Section 7.1 - Accuracy of Representations.
Section 7.2 - Performance.
Section 7.3 - Ramius Asset Exchange.
Section 7.4 - NASDAQ Listing.
Section 7.5 - No Injunctions or Restraints; Illegality.
Section 7.6 - Debt Consideration.
Section 8.1 - Exchange Consideration Transfer Restrictions.
Section 8.2 - Acknowledgements.
Section 8.3 - Actions of Cowen and Ramius.
Section 8.4 - Registration Rights Agreement.
Section 8.5 - JV Note; JV Note Security Agreement.
Section 8.6 - Transfer Restriction JV Interest.
Section 8.7 - Reorganization.
Section 8.8 - Tax Treatment.
Section 8.9 - Registration.
Section 8.8 - Closing.
Section 9.1 - Termination.
Section 9.2 - Effect of Termination.
Section 10.1 - JV LLC Agreement.
Section 10.2 - Other Agreements.
Section 11.1 - Expenses.
Section 11.2 - Public Announcements and Confidentiality.
Section 11.3 - Notices.
(a) - Governing Law; Jurisdiction.
(b) - WAIVER OF JURY TRIAL.
(c) - Enforcement.
Section 11.5 - Waiver; Remedies Cumulative.
Section 11.6 - Entire Agreement and Modification.
Section 11.7 - Disclaimers.
Section 11.8 - Assignments, Successors and No Third-Party Rights.
Section 11.9 - Severability.
Section 11.10 - Construction.
Section 11.11 - Execution of Agreement.
Section 11.12 - HVB AG Obligation.
Section 11.13 - Survival.