View Clause Headings                                                                                                                                               HelpHelp
DOCUMENT TITLE:  EXCHANGE AGREEMENT .
ACTIONS: Here are the clause headings in the document. To view the clause, click the clause heading.To view the full document, click the "View Document" button.

View Document Back
Clause Heading
Section 1.1 - The Capital Securities.
Section 1.2 - The Closing.
Section 1.3 - Interpretation.
Section 2.1 - Exchange; Dividend Exchange.
Section 2.2 - Exchange Documentation.
ARTICLE III - REPRESENTATIONS AND WARRANTIES OF THE COMPANY
(a) - Organization, Authority and Significant Subsidiaries.
(b) - Capitalization.
Section 3.2 - Authorization and Enforceability.
Section 3.3 - Capital Securities and Underlying Common Shares.
Section 3.4 - Amended Warrant and Warrant Shares.
Section 3.5 - Non-Contravention.
Section 3.6 - Anti-Takeover Provisions and Rights Plan.
Section 3.7 - No Company Material Adverse Effect.
Section 3.8 - Offering of Securities.
Section 3.9 - Brokers and Finders.
Section 3.10 - Disclosure on Form 10-K and Form 10-Q.
Section 4.1 - Commercially Reasonable Efforts.
Section 4.2 - Expenses.
Section 4.3 - Exchange Listing.
(a) - Benefit Plans.
Section 4.4 - Access, Information and Confidentiality.
(b) - Additional Waivers.
(c) - Clawback.
(d) - Limitation on Deductions.
(e) - Amendment to Prior Agreement.
Section 4.6 - Certain Notifications Until Closing.
Section 4.7 - Sufficiency of Authorized Common Stock.
Section 4.8 - Monthly Lending Reports.
Section 4.9 - Status Reports.
Section 4.10 - Observer to the Board.
Section 5.1 - Unregistered Capital Securities.
Section 5.3 - Certain Transactions.
Section 5.4 - Transfer of Capital Securities; Underlying Common Shares and Warrant Shares.
Section 5.2 - Legend.
Section 5.5 - Registration Rights.
Section 5.6 - Voting Matters.
Section 5.7 - Restriction on Dividends and Repurchases.
Section 6.3 - Amendment.
Section 5.8 - Repurchase of Investor Securities.
Section 5.11 - Compliance with Employ American Workers Act.
Section 6.1 - Termination.
Section 6.2 - Survival of Representations and Warranties.
Section 6.4 - Waiver of Conditions.
Section 6.5 - Governing Law; Submission to Jurisdiction, etc.
Section 6.6 - Notices.
Section 6.8 - Assignment.
Section 6.9 - Severability.
Section 6.10 - No Third-Party Beneficiaries.
Section 6.11 - Entire Agreement, etc.
Section 6.12 - Counterparts and Facsimile.
Section 6.13 - Specific Performance.