| Title | Parties | Law Firm | Date | Gov Law | |
| SALES AGENCY AGREEMENT |
 INLAND REAL ESTATE CORP
| Sidley Austin;Venable;Shefsky Froelich | 11/09 | New York |
|
| Commercial Paper Dealer Agreement |
BARCLAYS CAPITAL INC
BLACKROCK, INC
| Unavailable | 10/09 | New York |
|
| Sales Agency Agreement of Shaanxi Jiali Pharmaceuticals Co., Ltd |
LID HAIR STUDIOS INTERNATIONAL, INC.
Shaanxi Jiali Pharmaceuticals Co, Ltd
| Unavailable | 10/09 | Unavailable |
|
| Pricing Agreement |
Banc of America Securities LLC
JP Morgan Securities Inc
| Fried Frank | 10/09 | Unavailable |
|
| PRICING AGREEMENT |
BRANDYWINE OPERATING PARTNERSHIP LP /PA
BANC OF AMERICA SECURITIES LLC
RBS SECURITIES INC
WELLS FARGO SECURITIES, LLC
| Simpson Thacher | 9/09 | Unavailable |
|
| PRICING AGREEMENT |
WAL MART STORES INC
Barclays Bank PLC
JP Morgan Securities Ltd
Morgan Stanley & Co
| Simpson Thacher | 9/09 | Unavailable |
|
| Pricing Agreement |
LAZARD LTD
| Unavailable | 9/09 | Unavailable |
|
| DEALER MANAGER AGREEMENT |
CORNERSTONE CORE PROPERTIES REIT, INC.
Pacific Cornerstone Capital, Incorporated
| DLA Piper | 8/09 | Maryland |
|
| COMMERCIAL PAPER DEALER AGREEMENT |
AXA FINANCIAL INC
CITIGROUP GLOBAL MARKETS INC
| Unavailable | 8/09 | New York |
|
| COMMERCIAL PAPER DEALER AGREEMENT |
AXA FINANCIAL INC
AXA SA
JP MORGAN SECURITIES INC
| Unavailable | 8/09 | New York |
|
| DEALER MANAGER AGREEMENT |
SUBURBAN PROPANE PARTNERS LP
Banc of America Securities LLC
Suburban Energy Finance Corp
Wells Fargo Securities, LLC
| Proskauer Rose | 8/09 | New York |
|
| COMMERCIAL PAPER DEALER AGREEMENT |
AXA FINANCIAL, INC
AXA SA
BANC OF AMERICA SECURITIES LLC
| Unavailable | 8/09 | New York |
|
| Re: Capped Call Transaction |
PENNSYLVANIA REAL ESTATE INVESTMENT TRUST
| Unavailable | 8/09 | Unavailable |
|
| Re: Capped Call Transaction
Reference: |
PENNSYLVANIA REAL ESTATE INVESTMENT TRUST
| Unavailable | 8/09 | Unavailable |
|
| GRUBB & ELLIS APARTMENT REIT, INC. UP TO 105,000,000 SHARES OF COMMON STOCK DEALER MANAGER AGREEMENT |
Financial Industrial Regulation Authority, Inc
GRUBB & ELLIS APARTMENT REIT, INC
Grubb & Ellis Securities, Inc
Securities Exchange Commission
| Unavailable | 6/09 | California |
|
| Pricing Agreement |
LAZARD LTD
Goldman, Sachs & Co
Selling Shareholders, Lazard Group LLC
| Unavailable | 6/09 | Unavailable |
|
| BROKER AGREEMENT |
RESIDENTIAL CAPITAL, LLC
Ditech, LLC
GMAC Bank
GMAC Mortgage, LLC
| Unavailable | 5/09 | Delaware |
|
| FORM OF DEALER MANAGER AGREEMENT |
Capital Financial Services, Inc
Prime Group, Inc
Prime Realty Income Trust, Inc
| Winston Strawn | 5/09 | Illinois |
|
| FORM OF SELECTED DEALER AGREEMENT |
Capital Financial Services, Inc
Financial Industry Regulatory Authority, Inc
Prime Group
PRIME REALTY INCOME TRUST, INC
| Unavailable | 5/09 | Unavailable |
|
| GENERAL MOTORS CORPORATION
DEALER MANAGERS AGREEMENT |
Banc of America Securities LLC
Barclays Capital Inc
Citigroup Global Markets Inc
Deutsche Bank Securities Inc
GM Nova Scotia Finance Company
JP Morgan Securities Inc
Morgan Stanley & Co Incorporated
UBS Securities LLC
Wachovia Capital Markets, LLC
| Cahill Gordon;Jenner Block;Weil Gotshal | 4/09 | New York |
|
| Re:
Issuer Warrant Transaction
Ref. No:
99AH24K63
Date:
April 6, 2009
Dear Sir(s): |
BORGWARNER INC
| Unavailable | 4/09 | New York |
|
| Re:
Issuer Warrant Transaction
Ref. No:
NY-38451
Date:
April 6, 2009
Dear Sir(s): |
BORGWARNER INC
| Unavailable | 4/09 | Unavailable |
|
| Re:
Convertible Bond Hedge Transaction
Ref. No:
SDB1630292323
Date:
March 31, 2009
Dear Sir(s): |
TERADYNE, INC
| Unavailable | 4/09 | New York |
|
| ALPHATEC SPINE, INC. SALES AGENCY AGREEMENT |
ALPHATEC HOLDINGS, INC.
Alphatec Spine, Inc
SS Fusion Medical, Inc
| Unavailable | 3/09 | California |
|
| 10b5-1 Issuer Repurchase Instructions |
NATHANS FAMOUS INC
Mutual Securities, Inc
| Unavailable | 2/09 | Unavailable |
|