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DOCUMENT TITLE:
DYNAVAX TECHNOLOGIES CORPORATION EQUITY DISTRIBUTION AGREEMENT
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ACTIONS:
Here are the clause headings in the document. To view the clause, click the clause heading.To view the full document, click the "View Document" button.
Clause Heading
1 - Introductory.
2 - Registration Statement and Prospectus.
3 - Sale of Shares.
4 - Fees and Expense Reimbursement.
5 - Delivery and Payment.
6 - Representations and Warranties of the Company.
(a) - Effectiveness of Registration Statement.
(b) - Compliance with Act Requirements.
(c) - Absence of Material Misstatements and Omissions.
(d) - Free Writing Prospectuses.
(f) - Shelf Registration Statement.
(g) - Good Standing of the Company and Its Subsidiary.
(h) - Exchange Act Reports.
(i) - Capital Stock.
(j) - No Finders Fee.
(k) - Financial Statements.
(l) - Absence of Changes.
(m) - Not An Investment Company.
(n) - Litigation.
(o) - Absence of Existing Defaults and Conflicts.
(p) - Absence of Further Requirements.
(q) - Authorization; Absence of Defaults and Conflicts Resulting from Transaction.
(r) - Title to Property.
(s) - Off Balance Sheet Interests and Contracts.
(t) - Accuracy of Statements.
(u) - Offering Material; Stabilization.
(v) - Registration Rights.
(w) - Listing.
(y) - Taxes.
(z) - Permits and Licenses.
(x) - Possession of Intellectual Property.
(aa) - FCPA Compliance.
(bb) - Internal Controls and Compliance With Sarbanes-Oxley Act.
(cc) - ERISA Compliance.
(dd) - Labor Issues.
(ee) - Statistical and Market-Related Data.
(ff) - Forward-Looking Statements.
(gg) - Environmental Laws.
(hh) - Regulatory Authorizations.
(ii) - Conduct of Clinical Trials.
(jj) - Absence of Certain Developments.
(kk) - Compliance with Certain Laws, Rules, Procedures, Etc.
(ll) - Money Laundering Laws.
(mm) - Foreign Assets.
7 - Certain Agreements of the Company.
(a) - Copies of Registration Statement and Prospectuses.
(b) - No Amendments, Supplements, Free Writing Prospectuses Without Consent.
(c) - Continued Reporting; Interim Prospectus Supplement.
(d) - Disclosure of Sales.
(e) - Notice of Stop Orders, Etc.
(f) - Prompt Amendment or Supplement.
(g) - Blue Sky Compliance.
(h) - Earnings Statement.
(i) - Payment of Expenses.
(j) - Shelf Registration Statement.
(k) - Maintenance of Exchange Listing.
(l) - Officers Certificate.
(m) - Opinions of Counsel.
(n) - Reliance Letters.
(o) - Comfort Letters.
(p) - Due Diligence Requests.
(q) - Share Reservation.
(r) - Trading.
(s) - Affirmation of Representations and Warranties.
(t) - No Sales of Common Stock.
(u) - Reporting Requirements.
(v) - Use of Proceeds.
(w) - Tail.
8 - Covenants of Wedbush.
9 - Conditions of the Obligations of Wedbush.
(a) - Filings; No Stop Orders; Etc.
(b) - No Material Misstatements or Omissions.
(c) - No Material Adverse Changes.
(d) - Officers Certificate.
(e) - Opinions of Counsel.
(f) - Accountants Comfort Letter.
(g) - Listing of Shares.
(h) - FINRA Matters.
(i) - Additional Certificates.
(j) - Copies.
(a) - Indemnification of Wedbush.
(b) - Indemnification of Company.
11 - Survival of Certain Representations and Obligations.
(a) - By the Company.
(d) - Contribution.
(e) - Control Persons.
(b) - By Wedbush.
(c) - Effect of Termination.
(d) - Effective Date of Termination.
13 - Notices.
14 - Successors.
15 - Counterparts.
16 - Inconsistent Provisions.
17 - Absence of Fiduciary Relationship.
(a) - No Other Relationship.
(b) - Absence of Obligation to Disclose.
(c) - Waiver.
18 - Applicable Law.