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DOCUMENT TITLE:
PENTAIR, INC. NON-QUALIFIED DEFERRED COMPENSATION PLAN As Amended and Restated Through July 29, 2009
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ACTIONS:
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Clause Heading
ARTICLE I - HISTORY, PURPOSE AND EFFECTIVE DATE OF PLAN
ARTICLE II - DEFINITIONS AND CONSTRUCTION
(a) - General.
(b) - Participation During Plan Year.
(a) - Deferral Elections.
(b) - Maximum Deferrals and Coordination with the RSIP.
(c) - Intra-Year Cessation of Before-tax Deposits.
Section 3.3 - Payment of Deposits to Trustee.
(a) - Eligibility for Employer Discretionary Contributions.
(b) - Amount of Discretionary Contribution.
(a) - Eligibility for Employer Matching Contributions.
(b) - Amount of Matching Contribution.
Section 4.3 - Limit on Compensation for Purposes of Employer Contributions.
Section 4.4 - Payment of Deposits to Trustee.
(b) - Removal and Resignation.
Section 5.2 - Fees and Expenses.
Section 5.3 - Use of Trust.
Section 5.4 - Responsibility and Authority for Fund Management.
Section 5.5 - Trust Assets.
(a) - Allocation.
(b) - Reallocation.
(c) - Participant-Directed Investment.
(b) - Share Unit Fund.
(c) - Transactions Affecting Common Stock.
(d) - No Shareholder Rights With Respect to Share Units.
Section 6.3 - Investment of Deposits and Employer Contributions.
(a) - Establishment of Accounts.
(b) - Crediting of Accounts.
(c) - Vesting of Accounts.
Section 6.5 - Beneficiaries.
(b) - Election of Distribution.
(c) - Form of Payment.
(a) - Death Benefit.
(b) - Default.
(c) - Form of Distribution.
(d) - Death of Beneficiary.
Section 7.3 - Payment of Employer Contributions.
(b) - Election Rules.
(a) - De Minimis Amount Payout.
(b) - Permissible Delay and Acceleration.
(b) - Determination.
(c) - Time for Payment.
(d) - Committee Discretion.
(b) - Code Section 409A.
(c) - Allocation to Participating Employers.
(d) - Action by Compensation Committee of the Board.
Section 9.2 - Organization and Procedure.
Section 9.3 - Delegation of Authority and Responsibility.
Section 9.4 - Use of Professional Services.
Section 9.5 - Fees and Expenses.
Section 9.6 - Communications.
(a) - Filing Claims.
(b) - Decision on Claim.
(c) - Appeal of Denied Claim.
(d) - Decision by Appeals Committee.
ARTICLE X - PLAN AMENDMENTS, PLAN TERMINATION,
(c) - Participating Employers.
(d) - Plan Termination.
Section 10.2 - Non-Guarantee of Employment.
(a) - Rights of Participants.
(b) - Company Assumption of Liability.
(a) - Federal Securities and Other Laws.
(c) - Offset for Amounts Due.
Section 10.5 - Requirement of Proof.
Section 10.6 - Indemnification.
(b) - Tax Withholdings.
(c) - Coordination with Code Section 457A.
Section 10.8 - Not Compensation Under Other Benefit Plans.
Section 10.9 - Savings Clause.
Section 10.10 - Facility of Payment.
Section 10.11 - Requirement of Releases.
Section 10.12 - Board Action.
Section 10.13 - Computational Errors.
Section 10.14 - Unclaimed Benefits.
Section 10.15 - Communications.
Section 11.1 - Introduction.
Section 11.2 - Amounts Deferred Under Prior Plan.