| Title | Parties | Law Firm | Date | Gov Law | |
| SALES AGENCY AGREEMENT |
IDACORP INC
BNY MELLON CAPITAL MARKETS, LLC
IDACORP, INC
| Perkins Coie;Sullivan Cromwell | 12/11 | New York |
|
| EXHIBIT 1.1 FIRST AMENDMENT TO DEALER MANAGER AGREEMENT |
INLAND DIVERSIFIED REAL ESTATE TRUST, INC.
INLAND DIVERSIFIED REAL ESTATE TRUST, INC
INLAND SECURITIES CORPORATION
| Unavailable | 9/11 | Unavailable |
|
| ASSIGNMENT AND AMENDMENT OF DEALER MANAGER AGREEMENT |
LIGHTSTONE VALUE PLUS REAL ESTATE INVESTMENT TRUST II INC
ICON Securities Corp
Lightstone Securities LLC
Lightstone Value Plus Real Estate Investment II, Inc
LIGHTSTONE VALUE PLUS REAL ESTATE INVESTMENT TRUST II, INC
| Unavailable | 7/11 | New York |
|
| PRICING AGREEMENT |
WAL MART STORES INC
Citigroup Global Markets Inc
Goldman, Sachs & Co
JP Morgan Securities LLC
RBS Securities Inc
Wells Fargo Securities, LLC
| Simpson Thacher | 4/11 | Unavailable |
|
| PRICING AGREEMENT |
BRANDYWINE REALTY TRUST
Brandywine Operating Partnership, LP
CITIGROUP GLOBAL MARKETS INC
JP MORGAN SECURITIES LLC
Operating Partnership, Brandywine Realty Trust
WELLS FARGO SECURITIES, LLC
| Simpson Thacher | 4/11 | Unavailable |
|
| SALES AGENCY AGREEMENT |
IRIDIUM COMMUNICATIONS INC.
Iridium Communications Inc
Raymond James & Associates, Inc
Syndicated Communications Venture Partners, IV, LP
| DLA Piper;Milbank Tweed | 3/11 | New York |
|
| AMENDMENT #1 TO SALES AGENCY AGREEMENT |
DELTATHREE INC
ACN, Inc
Delta Three Israel, Ltd
DELTATHREE, INC
DME Solutions, Inc
LKN Communications, Inc
| Unavailable | 3/11 | Unavailable |
|
| Automobile Dealer Retail Agreement Non-Recourse Dealer Retail Agreement |
NICHOLAS FINANCIAL INC
NICHOLAS FINANCIAL, INC
| Unavailable | 2/11 | Unavailable |
|
| Amendment No. 1 to Sales Agency Agreement |
IDACORP INC
BNY MELLON CAPITAL MARKETS, LLC
IDACORP, INC
| Unavailable | 12/10 | New York |
|
| Pricing Agreement |
LAZARD LTD
Citigroup Global Markets Inc
Selling Shareholders, Lazard Group LLC
| Unavailable | 11/10 | Unavailable |
|
| FIRST ADDENDUM TO THE SELLING AGENCY AGREEMENT FOR CRYOPORT, INC. STOCK AND WARRANTS |
CRYOPORT, INC.
CRYOPORT, INC
EMERGENT FINANCIAL GROUP, INC
| Unavailable | 10/10 | Unavailable |
|
| SELLING AGENCY AGREEMENT FOR CRYOPORT, INC. STOCK AND WARRANTS |
CRYOPORT, INC.
CRYOPORT, INC
EMERGENT FINANCIAL GROUP, INC
Maxim Group LLC
| Snell Wilmer | 10/10 | Minnesota |
|
| EXECUTION VERSION SALES AGENCY AGREEMENT THIS AGREEMENT |
DELTATHREE INC
ACN, Inc
Delta Three Israel, Ltd
DELTATHREE, INC
DME Solutions, Inc
LKN Communications, Inc
| Unavailable | 10/10 | New York |
|
| SALES AGENCY AGREEMENT |
GLOBAL INVESTOR SERVICES, INC.
Cougar Group
Global Investors Services, Inc
| Unavailable | 9/10 | New York |
|
| PRICING AGREEMENT |
AETNA INC /PA/
Aetna Inc
Barclays Capital Inc
RBS Securities Inc
UBS Securities LLC
| Sullivan Cromwell | 8/10 | Unavailable |
|
| AMENDMENT TO AMENDED AND RESTATED SALES AGENCY AGREEMENT |
AVISTA CORP
AVISTA CORPORATION
BNY MELLON CAPITAL MARKETS, LLC
| Unavailable | 8/10 | Unavailable |
|
| DEALER MANAGER AGREEMENT |
RESOURCE REAL ESTATE OPPORTUNITY REIT, INC.
Chadwick Securities, Inc
| Unavailable | 8/10 | Pennsylvania |
|
| WELLS CORE OFFICE INCOME REIT, INC. DEALER MANAGER AGREEMENT |
WELLS CORE OFFICE INCOME REIT INC
Wells Investment Securities, Inc
| Unavailable | 8/10 | Georgia |
|
| Pricing Agreement |
Banc of America Securities LLC
US Bancorp Investments, Inc
Wells Fargo Securities, LLC
| Fried Frank | 7/10 | Unavailable |
|
| PRICING AGREEMENT |
WAL MART STORES INC
Credit Suisse Securities (USA) LLC
Deutsche Bank Securities Inc
JP Morgan Securities Inc
| Simpson Thacher | 7/10 | Unavailable |
|
| DEALER-MANAGER AGREEMENT |
INLAND REAL ESTATE CORP
LaSalle Bank National Association
| Weil Gotshal;Venable;Shefsky Froelich | 6/10 | New York |
|
| SALES AGENCY AGREEMENT |
ZHONG WEN INTERNATIONAL HOLDING CO., LTD.
HONGKONG ZHONGWENBO INTERNATIONAL GROUP COMPANY LIMITED
SHANDONG ZHONGWEN INDUSTRIAL GROUP COMPANY LIMITED
| Unavailable | 6/10 | Unavailable |
|
| Haizhong CWSF Boiler Sales Agency Agreement |
SINO CLEAN ENERGY INC
Qingdao Haizhong Enterprises Co Ltd
Shaanxi Suo'ang Biological Science & Technology Co, Ltd
| Unavailable | 6/10 | Unavailable |
|
| DEALER MANAGER AGREEMENT |
Kilroy Realty Corporation
Kilroy Realty, LP
| Sidley Austin;Latham Watkins;Ballard Spahr | 5/10 | New York |
|
| Pricing Agreement |
SLM STUDENT LOAN TRUST 2010-1
Bank of New York Mellon Trust Company, National Association
Credit Suisse Securities (USA) LLC
Eligible Lender Trustee and Deutsche Bank Trust Company
| Unavailable | 4/10 | Unavailable |
|