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TitlePartiesLaw FirmDateGov Law 
PLACEMENT AGENT AGREEMENT (December 13, 2013)  ANTRIABIO, INC.
 ANTRIABIO, INC
 PAULSON INVESTMENT COMPANY, INC
Unavailable2/14Unavailable
PLACEMENT AGENCY AGREEMENT  SILVER BULL RESOURCES, INC.
 Corporate Stock Transfer, Inc
 PI Financial Corp, Stifel Nicolaus Canada Inc
 Roth Capital Partners, LLC
 SILVER BULL RESOURCES, INC
Davis Graham;Dorsey Whitney2/13New York
SECOND AMENDMENT TO PLACEMENT AGENCY AGREEMENT  BLAST ENERGY SERVICES, INC.
 Blast Energy Services, Inc
 Trident Partners, Ltd
Unavailable8/11Unavailable
AMENDMENT NO. 1 TO EXCLUSIVE PLACEMENT AGENT AGREEMENT  INTEGRITY APPLICATIONS, INC.
 AD Integrity Applications Ltd
 Andrew Garrett, Inc
 Integrity Applications, Inc
 Subsidiary and Integrity Acquisition Corp Ltd
Unavailable8/11Unavailable
PLACEMENT AGENCY AGREEMENT  TECHNISCAN, INC.
 Stonegate Securities, Inc
 TechniScan, Inc
Unavailable12/10Unavailable
PLACEMENT AGENCY AGREEMENT  Far East Energy Corporation
 Macquarie Capital (USA) Inc
 Morrison & Foerster LLP
 Zuber, PC
Morrison Foerster8/10New York
AMENDMENT NO. 4 TO PLACEMENT AGENCY AGREEMENT  DOMINICK & DOMINICK LLC
 HELIX WIND CORP
Unavailable8/10Unavailable
PLACEMENT AGENCY AGREEMENT  Lightbridge Corporation
 Lowenstein Sandler PC
 William Blair & Company, LLC
Pillsbury Winthrop;Lowenstein Sandler7/10New York
PLACEMENT AGENCY AGREEMENT  Canaccord Genuity Inc
 Hudson Technologies, Inc
Mintz Levin;Blank Rome7/10New York
ARROWHEAD RESEARCH CORPORATION PLACEMENT AGENT AGREEMENT  ARROWHEAD RESEARCH CORP
Mintz Levin;Goodwin Procter6/10New York
PLACEMENT AGENCY AGREEMENT  HANMI FINANCIAL CORP
 Cappello Capital Corp
Manatt Phelps;Morrison Foerster6/10California
PLACEMENT AGENCY AGREEMENT  CEREPLAST INC
 Ladenburg Thalmann & Co Inc
Unavailable6/10New York
HARBOR BIOSCIENCES, INC. PLACEMENT AGENT AGREEMENT  Chardan Capital Markets, LLC
 INTRODUCTION Harbor BioSciences, Inc
Unavailable6/10New York
PLACEMENT AGENCY AGREEMENT  BOENNING & SCATTERGOOD, INC
 BRYN MAWR BANK CORPORATION
 KEEFE, BRUYETTE & WOODS, INC
 STIFEL, NICOLAUS & COMPANY, INCORPORATED
Ballard Spahr5/10New York
PLACEMENT AGENCY AGREEMENT  OXYGEN BIOTHERAPEUTICS, INC.
 Lowenstein Sandler PC
Smith Anderson;Lowenstein Sandler5/10New York
PLACEMENT AGENCY AGREEMENT  BSD Medical Corporation
 Lowenstein Sandler PC
 Roth Capital Partners, LLC
Dorsey Whitney;Lowenstein Sandler5/10New York
PLACEMENT AGENT AGREEMENT  Lazard Capital Markets LLC
 ASPENBIO PHARMA, INC.
Proskauer Rose;Ballard Spahr4/10New York
PLACEMENT AGENCY AGREEMENT  KMG CHEMICALS INC
 Canaccord Adams Inc
Haynes Boone;Choate Hall4/10New York
PLACEMENT AGENCY AGREEMENT  EDIETS COM INC
 Roth Capital Partners, LLC
Unavailable4/10New York
FOURTH AGREEMENT REGARDING PRIVATE PLACEMENT OF SECURITIES OF SUNESIS PHARMACEUTICALS, INC  SUNESIS PHARMACEUTICALS INC
 Alta BioPharma Management III LLC
 ALTA BIOPHARMA PARTNERS III GMBH & CO
 ALTA EMBARCADERO BIOPHARMA PARTNERS III, LLC
Unavailable4/10California
PLACEMENT AGENCY AGREEMENT  CPI Aerostructures, Inc
 Roth Capital Partners, LLC
Graubard Miller3/10New York
PLACEMENT AGENT AGREEMENT  NOVADEL PHARMA INC
 Chardan Capital Markets, LLC
Unavailable3/10New York
PLACEMENT AGENT AGREEMENT  LUCAS ENERGY, INC
Katten Muchin3/10New York
FORM OF PLACEMENT AGREEMENT  FEDERAL HOME LOAN MORTGAGE CORP
 Federal National Mortgage Association
Unavailable2/10New York
Dear Sirs:  HARVEST NATURAL RESOURCES, INC.
 LAZARD CAPITAL MARKETS LLC
 MADISON WILLIAMS AND COMPANY, LLC
 US Bank National Association
Proskauer Rose;Fulbright Jaworski;Skadden Arps2/10New York
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