| Title | Parties | Law Firm | Date | Gov Law | |
| PLACEMENT AGENCY AGREEMENT |
 SILVER BULL RESOURCES, INC.
Corporate Stock Transfer, Inc
PI Financial Corp, Stifel Nicolaus Canada Inc
Roth Capital Partners, LLC
SILVER BULL RESOURCES, INC
| Davis Graham;Dorsey Whitney | 2/13 | New York |
|
| SECOND AMENDMENT TO PLACEMENT AGENCY AGREEMENT |
BLAST ENERGY SERVICES, INC.
Blast Energy Services, Inc
Trident Partners, Ltd
| Unavailable | 8/11 | Unavailable |
|
| AMENDMENT NO. 1 TO EXCLUSIVE PLACEMENT AGENT AGREEMENT |
INTEGRITY APPLICATIONS, INC.
AD Integrity Applications Ltd
Andrew Garrett, Inc
Integrity Applications, Inc
Subsidiary and Integrity Acquisition Corp Ltd
| Unavailable | 8/11 | Unavailable |
|
| PLACEMENT AGENCY AGREEMENT |
TECHNISCAN, INC.
Stonegate Securities, Inc
TechniScan, Inc
| Unavailable | 12/10 | Unavailable |
|
| PLACEMENT AGENCY AGREEMENT |
Far East Energy Corporation
Macquarie Capital (USA) Inc
Morrison & Foerster LLP
Zuber, PC
| Morrison Foerster | 8/10 | New York |
|
| AMENDMENT NO. 4 TO PLACEMENT AGENCY AGREEMENT |
DOMINICK & DOMINICK LLC
HELIX WIND CORP
| Unavailable | 8/10 | Unavailable |
|
| PLACEMENT AGENCY AGREEMENT |
Lightbridge Corporation
Lowenstein Sandler PC
William Blair & Company, LLC
| Pillsbury Winthrop;Lowenstein Sandler | 7/10 | New York |
|
| PLACEMENT AGENCY AGREEMENT |
Canaccord Genuity Inc
Hudson Technologies, Inc
| Mintz Levin;Blank Rome | 7/10 | New York |
|
| ARROWHEAD RESEARCH CORPORATION PLACEMENT AGENT AGREEMENT |
ARROWHEAD RESEARCH CORP
| Mintz Levin;Goodwin Procter | 6/10 | New York |
|
| PLACEMENT AGENCY AGREEMENT |
HANMI FINANCIAL CORP
Cappello Capital Corp
| Manatt Phelps;Morrison Foerster | 6/10 | California |
|
| PLACEMENT AGENCY AGREEMENT |
CEREPLAST INC
Ladenburg Thalmann & Co Inc
| Unavailable | 6/10 | New York |
|
| HARBOR BIOSCIENCES, INC. PLACEMENT AGENT AGREEMENT |
Chardan Capital Markets, LLC
INTRODUCTION Harbor BioSciences, Inc
| Unavailable | 6/10 | New York |
|
| PLACEMENT AGENCY AGREEMENT |
BOENNING & SCATTERGOOD, INC
BRYN MAWR BANK CORPORATION
KEEFE, BRUYETTE & WOODS, INC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
| Ballard Spahr | 5/10 | New York |
|
| PLACEMENT AGENCY AGREEMENT |
OXYGEN BIOTHERAPEUTICS, INC.
Lowenstein Sandler PC
| Smith Anderson;Lowenstein Sandler | 5/10 | New York |
|
| PLACEMENT AGENCY AGREEMENT |
BSD Medical Corporation
Lowenstein Sandler PC
Roth Capital Partners, LLC
| Dorsey Whitney;Lowenstein Sandler | 5/10 | New York |
|
| PLACEMENT AGENT AGREEMENT |
Lazard Capital Markets LLC
ASPENBIO PHARMA, INC.
| Proskauer Rose;Ballard Spahr | 4/10 | New York |
|
| PLACEMENT AGENCY AGREEMENT |
KMG CHEMICALS INC
Canaccord Adams Inc
| Haynes Boone;Choate Hall | 4/10 | New York |
|
| PLACEMENT AGENCY AGREEMENT |
EDIETS COM INC
Roth Capital Partners, LLC
| Unavailable | 4/10 | New York |
|
| FOURTH AGREEMENT REGARDING PRIVATE PLACEMENT OF SECURITIES OF SUNESIS PHARMACEUTICALS, INC |
SUNESIS PHARMACEUTICALS INC
Alta BioPharma Management III LLC
ALTA BIOPHARMA PARTNERS III GMBH & CO
ALTA EMBARCADERO BIOPHARMA PARTNERS III, LLC
| Unavailable | 4/10 | California |
|
| PLACEMENT AGENCY AGREEMENT |
CPI Aerostructures, Inc
Roth Capital Partners, LLC
| Graubard Miller | 3/10 | New York |
|
| PLACEMENT AGENT AGREEMENT |
NOVADEL PHARMA INC
Chardan Capital Markets, LLC
| Unavailable | 3/10 | New York |
|
| PLACEMENT AGENT AGREEMENT |
LUCAS ENERGY, INC
| Katten Muchin | 3/10 | New York |
|
| FORM OF PLACEMENT AGREEMENT |
FEDERAL HOME LOAN MORTGAGE CORP
Federal National Mortgage Association
| Unavailable | 2/10 | New York |
|
| Dear Sirs: |
HARVEST NATURAL RESOURCES, INC.
LAZARD CAPITAL MARKETS LLC
MADISON WILLIAMS AND COMPANY, LLC
US Bank National Association
| Proskauer Rose;Fulbright Jaworski;Skadden Arps | 2/10 | New York |
|
| PLACEMENT AGENT AGREEMENT |
CURIS INC
| Goodwin Procter;Wilmer Cutler | 1/10 | New York |
|