| Title | Parties | Law Firm | Date | Gov Law | |
| SECOND AMENDED AND RESTATED| INVESTORS' RIGHTS AGREEMENT |
 ARATANA THERAPEUTICS, INC.
ARATANA THERAPEUTICS, INC
Avalon Ventures IX GP, LLC
Chinquapin Trust Co
HALL FAMILY FOUNDATION
INVESTMENTS, LLC
LIMIT & CO
Middleland AG LLC
MPM ASSET MANAGEMENT INVESTORS BV5 LLC
MPM BioVentures V GP LLC
MPM BioVentures V LLC
MVA CAPITAL GROUP, LLC
SANCHEZ FAMILY TRUST
Technology Corporation
VIE VENTURE LLC
| Unavailable | 3/13 | Delaware |
|
| FOURTH AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT |
RALLY SOFTWARE DEVELOPMENT CORP
BV Partners IV, LLC
BV Partners V, LLC
Greylock Management Corporation
Greylock XIII GP LLC
GREYLOCK XIII LIMITED PARTNERSHIP
GREYLOCK XIII PRINCIPALS LLC
GREYLOCK XIII-A LIMITED PARTNERSHIP
Meritech Capital Associates IV LLC
Mobius VI LLC
Ninth MDV, LLC
Pinyon Capital Management, LLC
| Unavailable | 3/13 | Delaware |
|
| Atlantic Power Corporation Adopts Shareholder Rights Plan |
ATLANTIC POWER CORP
Atlantic Power Corporation
| Unavailable | 3/13 | Unavailable |
|
| AMBIT BIOSCIENCES CORPORATION SIXTH AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT |
AMBIT BIOSCIENCES CORP
ADVIESBEHEER GIMV LIFE SCIENCES 2004 NV
AMBIT BIOSCIENCES CORPORATION
FORWARD IV ASSOCIATES LLC
GIMV NV
GROWTHWORKS CANADIAN FUND LTD
HORIZON TECHNOLOGY FUNDING COMPANY II LLC
MEDIMMUNE VENTURES, INC
ORBIMED CAPITAL GP III LLC
PHARMABIO DEVELOPMENT INC
ROCHE FINANCE LTD
| Unavailable | 2/13 | California |
|
| AMENDMENT NO. 4 TO SHAREHOLDER RIGHTS AGREEMENT |
PLUG POWER INC
Broadridge Corporate Issuer Solutions, Inc
Roth Capital Partners
| Unavailable | 2/13 | Delaware |
|
| 3240 S. Central Avenue Cicero, IL 60804 FOR IMMEDIATE RELEASE |
BROADWIND ENERGY, INC.
CICERO, Ill, February 13, 2013-Broadwind Energy, Inc
| Unavailable | 2/13 | Unavailable |
|
| INVESTOR RIGHTS AGREEMENT |
SENTIO HEALTHCARE PROPERTIES INC
Sentinel RE Investment Holdings LP
Sentio Healthcare Properties OP, LP
Sentio Healthcare Properties, Inc
| Unavailable | 2/13 | Maryland |
|
| INVESTOR RIGHTS AGREEMENT |
LABSTYLE INNOVATIONS CORP.
LabStyle Innovations Corp
Placement Agent Parties
Spencer Trask Ventures, Inc
Strategic Models, LLC
| Unavailable | 1/13 | New York |
|
| AMENDMENT NO. 1 TO THE FOURTH AMENDED AND RESTATED INVESTORS' RIGHTS AGREEMENT, THE THIRD AMENDED AND RESTATED VOTING AGREEMENT AND THE FOURTH AMENDED AND RESTATED RIGHT OF FIRST REFUSAL AND CO-SALE AGREEMENT |
XOOM CORP
Agilus Ventures Advisors IV Limited
AGILUS VENTURES IV LIMITED
DAG VENTURES GP FUND III, LLC
DAG VENTURES III-A, LLC
DAG VENTURES III-O, LLC
DAG VENTURES III-Q, LLC
DAG Ventures Management III, LLC
MANAGEMENT SMALL COMPANY
Morgan Stanley Investment Management Inc
NATIONWIDE VARIABLE INSURANCE
NEA 11 GP, LLC
NEA Partners 11, Limited Partnership
NEA VENTURES 2004, LIMITED
NEW ENTERPRISE ASSOCIATES 11, LIMITED
Northern Neck Investors LLC
NVIT SMALL COMPANY
SC XI Management, LLC
SEQUOIA TECHNOLOGY PARTNERS
State Street Bank
T ROWE PRICE ASSOCIATES, INC
T Rowe Price New Horizons Fund, Inc
Trust Company
UNIVERSAL INSTITUTIONAL FUNDS
VAN KAMPEN SMALL COMPANY
VERIZON INVESTMENT MANAGEMENT
Volition Capital LLC
Xoom Corporation
| Unavailable | 1/13 | California |
|
| FOURTH AMENDED AND RESTATED INVESTOR'S RIGHTS AGREEMENT |
XOOM CORP
C2 Capital Limited
DAG VENTURES GP FUND III, LLC
DAG VENTURES III-A, LLC
DAG VENTURES III-O, LLC
DAG VENTURES III-Q, LLC
DAG Ventures Management III, LLC
Fidelity Ventures Advisors IV Limited
FIDELITY VENTURES IV, LIMITED PARTNERSHIP
Glynn Management, LLC
MORGAN STANLEY INSTITUTIONAL FUND, INC
Morgan Stanley Investment Management Inc
MORGAN STANLEY INVESTMENT MANAGEMENT SMALL COMPANY
NATIONWIDE VARIABLE INSURANCE
NEA Partners 9, Limited Partnership
NEW ENTERPRISE ASSOCIATES
Northern Neck Investors LLC
NVIT SMALL COMPANY
SC XI Management, LLC
SEQUOIA TECHNOLOGY PARTNERS
State Street Bank
T ROWE PRICE ASSOCIATES, INC
T Rowe Price New Horizons Fund, Inc
TRANSAMERICA VAN KAMPEN SMALL COMPANY
Trust Company
UNIVERSAL INSTITUTIONAL FUNDS, INC
VERIZON INVESTMENT MANAGEMENT CORP
XOOM CORPORATION
| Unavailable | 1/13 | California |
|
| ERHC ENERGY INC. SHAREHOLDER SUBSCRIPTION RIGHTS AGREEMENT (dated December 27, 2012) |
ERHC ENERGY INC
| Unavailable | 12/12 | Unavailable |
|
| THIRD AMENDMENT TO INVESTOR RIGHTS AGREEMENT |
TAMIR BIOTECHNOLOGY, INC.
EUROPA INTERNATIONAL, INC
Europa Int'l, Inc
FRAGRANT PARTNERS, LLC
Knoll Capital Management
TAMIR BIOTECHNOLOGY, INC
Unilab GP Inc
| Unavailable | 12/12 | New York |
|
| BRYN MAWR BANK CORPORATION ADOPTS SHAREHOLDER RIGHTS PLAN BRYN MAWR, PA, November 21, 2012 – Bryn Mawr Bank Corporation (NASDAQ: BMTC) (the "Company") announced today that its Board of Directors had unanimously adopted a Shareholder Rights Agreement (the " Rights Agreement ") in which one common sto |
BRYN MAWR BANK CORP
Bryn Mawr Bank Corporation
BRYN MAWR, PA
| Stradley Ronon | 11/12 | Unavailable |
|
| HEATWURXAQ, INC. INVESTORS' RIGHTS AGREEMENT |
HEATWURX, INC.
HEATWURXAQ, INC
JMW FUND, LLC
SAN GABRIEL FUND, LLC
| Unavailable | 11/12 | Delaware |
|
| INVESTOR RIGHTS AGREEMENT |
SUMMIT MIDSTREAM PARTNERS, LP
Aircraft Services Corporation
ANY PARTNERSHIP
EFS-S LLC
GE Energy Financial Services
Summit Midstream GP, LLC
Summit Midstream Partners, LLC
| Latham Watkins;Bingham McCutchen | 10/12 | Delaware |
|
| SHAREHOLDER RIGHTS AGREEMENT |
NATIONAL TECHNICAL SYSTEMS INC /CA/
Computershare Trust Company, NA
National Technical Systems, Inc
| Unavailable | 8/12 | California |
|
| INVESTOR'S RIGHTS AGREEMENT |
AMERICAN ELECTRIC TECHNOLOGIES INC
American Electric Technologies, Inc
JCH Crenshaw Holdings, LLC
| Thompson Knight | 8/12 | Texas |
|
| NINTH AMENDMENT TO SHAREHOLDER PROTECTION RIGHTS AGREEMENT |
PRGX GLOBAL, INC.
AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC
PRGX GLOBAL, INC
| Unavailable | 8/12 | Unavailable |
|
| QUALYS, INC. AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT JULY 12, 2005 |
QUALYS, INC.
GRP Management Services Corp
GRP Partners
QUALYS, INC
Trident Capital Parallel Fund-V, CV
Trident Capital, Inc
| Unavailable | 6/12 | Delaware |
|
| LENDINGCLUB CORPORATION AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT JUNE 1, 2012 LENDINGCLUB CORPORATION AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT |
LENDINGCLUB CORP
LENDINGCLUB CORPORATION
| Fenwick West | 6/12 | California |
|
| IWATT INC. AMENDED AND RESTATED INVESTORS' RIGHTS AGREEMENT |
IWATT INC
| Heller Ehrman | 6/12 | California |
|
| FIRST AMENDMENT TO AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT |
FIVE BELOW, INC
| Blank Rome;Pepper Hamilton;Weil Gotshal | 4/12 | Pennsylvania |
|
| AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT |
FIVE BELOW, INC
Advent International Corporation
Blue 9 Capital, LLC
LLR Capital II, LLC
| Blank Rome;Pepper Hamilton;Weil Gotshal | 4/12 | Pennsylvania |
|
| HYPERION THERAPEUTICS, INC. SECOND AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT HYPERION THERAPEUTICS, INC. SECOND AMENDED AND RESTATED INVESTOR RIGHTS AGREEMENT |
HYPERION THERAPEUTICS INC
Bay City Capital LLC
Bay City Capital Management V LLC
Highland Capital Partners VII Limited Partnership
Highland Capital Partners VII-B Limited Partnership
Highland Capital Partners VII-C Limited Partnership
Highland Enterpreneurs' Fund VII Limited Partnership
Highland Management Partners VII Limited Partnership
Highland Management Partners VII, LLC
HYPERION THERAPEUTICS, INC
NEA 12 GP, LLC
NEA Partners 12, Limited Partnership
NEW ENTERPRISE ASSOCIATES 12, LIMITED PARTNERSHIP
Panorama Capital Management, LLC
Sofinnova Management VII, LLC
| Unavailable | 4/12 | California |
|
| INVESTOR RIGHTS AGREEMENT By and Among |
DURATA THERAPEUTICS, INC.
Aisling Capital Partners III LLC
DURATA THERAPEUTICS, INC
Interim Co
New Leaf Venture Management II, LLC
One Palmer Square Associates VIII, LLC
Sofinnova Management VII, LLC
| McDermott Will;O'Melveny Myers | 3/12 | New York |
|