| Title | Parties | Law Firm | Date | Gov Law | |
| UNDERWRITING AGREEMENT |
 LANNETT CO INC
LANNETT COMPANY, INC
Oppenheimer & Co Inc
Roth Capital Partners, LLC
| Fox Rothschild;Mintz Levin | 12/10 | New York |
|
| UNDERWRITING AGREEMENT |
TOWER BANCORP INC
Keefe, Bruyette & Woods, Inc
Tower Bancorp, Inc
| Patton Boggs | 12/10 | New York |
|
| 34,846,500 Shares Common Stock ($0.01 par value per share) UNDERWRITING AGREEMENT |
INTERNATIONAL COAL GROUP, INC.
INTERNATIONAL COAL GROUP, INC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Wendy L Teramoto and Fairfax Financial Holdings Limited
| Davis Polk;Jones Day;Richards Layton;Shearman Sterling | 12/10 | New York |
|
| Dial, 1st Texas Natural Company, Inc., Universal Energy Resources, Inc, Grifco International, Inc., and Precision Drilling & Exploration, Inc. Proof of Service - Defendant Jim Dial The Court finds that Defendant, Jim Dial was served by substituted service with citation and a copy of Plai |
VICTORY ENERGY CORP
JAMES CAPITAL ENERGY, LLC
JIM DIAL, 1ST TEXAS NATURAL GAS COMPANY, INC, UNIVERSAL ENERGY RESOURCES, INC, GRIFCO INTERNATIONAL, INC
PRECISION DRILLING & EXPLORATION, INC
VICTORY ENERGY CORPORATION
| Unavailable | 12/10 | Unavailable |
|
| SCHEDULE A |
FEDERAL HOME LOAN BANK OF DES MOINES
| Unavailable | 12/10 | Unavailable |
|
| EQUITY UNDERWRITING AGREEMENT |
KEMET CORP
Deutsche Bank Securities Inc
K Equity, LLC
KEMET Corporation
Merrill Lynch, Pierce, Fenner & Smith Incorporated
UBS Securities LLC
| Cleary Gottlieb;Kirkland Ellis;Bingham McCutchen | 12/10 | New York |
|
| EXECUTION VERSION |
PENNYMAC MORTGAGE INVESTMENT TRUST
Citibank, NA
PennyMac Corp
PennyMac Loan Services, LLC
PennyMac Mortgage Investment Trust Holdings I, LLC
| Unavailable | 12/10 | New York |
|
| MASTER REPURCHASE AGREEMENT |
PENNYMAC MORTGAGE INVESTMENT TRUST
CITIBANK, NA
PENNYMAC CORP
PENNYMAC LOAN SERVICES, LLC
PENNYMAC MORTGAGE INVESTMENT TRUST HOLDINGS I, LLC
| Unavailable | 12/10 | New York |
|
| J.P. MORGAN SECURITIES LLC HEARTWARE INTERNATIONAL, INC. 900,000 Shares of Common Stock, par value $0.001 per share Underwriting Agreement |
HEARTWARE INTERNATIONAL, INC.
HEARTWARE INTERNATIONAL, INC
JP MORGAN SECURITIES LLC
| Davis Polk;Proskauer Rose;Shearman Sterling | 12/10 | New York |
|
| J.P. MORGAN SECURITIES LLC HEARTWARE INTERNATIONAL, INC. 3.50% Convertible Senior Notes due 2017 Underwriting Agreement |
HEARTWARE INTERNATIONAL, INC.
HEARTWARE INTERNATIONAL, INC
JP MORGAN SECURITIES LLC
| Davis Polk;Shearman Sterling | 12/10 | New York |
|
| UNDERWRITING AGREEMENT |
DICE HOLDINGS, INC.
Introductory Dice Holdings, Inc
Jefferies & Company, Inc
| Davis Polk;Paul Weiss | 12/10 | New York |
|
| UNDERWRITING AGREEMENT |
CAI INTERNATIONAL, INC.
Credit Suisse Securities (USA) LLC
Growth & Cross Border Investment Group
Introductory CAI International, Inc
Keefe, Bruyette & Woods, Inc
| Davis Polk;Perkins Coie | 12/10 | New York |
|
| 6.00% Senior Monthly Notes due 2040 Support Agreement from American Water Works Company, Inc |
AMERICAN WATER WORKS COMPANY, INC.
American Water Capital Corp
American Water Works Company, Inc
Edward D Jones & Co, LP
| Sullivan Cromwell;Morgan Lewis | 12/10 | New York |
|
| 500,000,000 2.45% Senior Notes due 2015 Unconditionally Guaranteed |
BERKSHIRE HATHAWAY INC
Bank of New York Mellon Trust Company, N.A.
Berkshire Hathaway Finance Corporation
Goldman, Sachs & Co
| Munger Tolles;Simpson Thacher | 12/10 | New York |
|
| DISTRIBUTION AGREEMENT |
WALT DISNEY CO/
Blaylock Robert Van, LLC
BNP Paribas Securities Corp
Capital Markets Group
CastleOak Securities, LP
Citigroup Global Markets Inc
Credit Suisse Securities (USA) LLC
Deutsche Bank Securities Inc
Goldman, Sachs & Co
High Grade Transaction Management
HSBC Securities (USA) Inc
JP Morgan Securities LLC
Loop Capital Markets LLC
Mitsubishi UFJ Securities (USA), Inc
Mizuho Securities USA Inc
Morgan Stanley & Co Incorporated
RBS Securities Inc
Short-Term Products Group
SunTrust Robinson Humphrey, Inc
Transaction Execution Group
UniCredit Capital Markets, Inc
US Bancorp Investments, Inc
WALT DISNEY COMPANY
Wells Fargo Securities, LLC
Williams Capital Group, LP
| Unavailable | 12/10 | New York |
|
| LIFE TECHNOLOGIES CORPORATION $800,000,000 3.50% Senior Notes due 2016 5.00% Senior Notes due 2021 |
LIFE TECHNOLOGIES CORP
Cede & Co
Electronic Data Gathering, Analysis and Retrieval System
Introductory Life Technologies Corporation
Merrill Lynch, Pierce, Fenner & Smith Incorporated
RBS Securities Inc
US Bank National Association
| DLA Piper;Shearman Sterling | 12/10 | New York |
|
| Underwriting Agreement |
DOLLAR GENERAL CORP
Citigroup Global Markets Inc
Dollar General Corporation
Goldman, Sachs & Co
JP Morgan Securities LLC
KKR Capital Markets LLC
Valerie Ford
| Baker Donelson;Fried Frank;Simpson Thacher | 12/10 | New York |
|
| GMX RESOURCES INC. 9.25% Series B Cumulative Preferred Stock (par value $0.001 per share) |
GMX RESOURCES INC
Electronic Data Gathering Analysis and Retrieval System
McNicoll, Lewis & Vlak LLC
| DLA Piper;Crowe Dunlevy;Andrews Kurth | 12/10 | New York |
|
| KELLOGG COMPANY 4.000% Senior Notes due 2020 Underwriting Agreement |
KELLOGG CO
Bank of New York Mellon Trust Company, N.A.
Barclays Capital Inc
Deutsche Bank Securities Inc
JP Morgan Securities LLC
Kellogg Company
| Mayer Brown;Kirkland Ellis | 12/10 | New York |
|
| 250,000,000 Snap-on Incorporated $250,000,000 4.250% Notes due 2018 Underwriting Agreement |
SNAP-ON INC
JP Morgan Securities LLC
Snap-on Incorporated
US Bank National Association
| Foley Lardner;Simpson Thacher | 12/10 | New York |
|
| UNDERWRITING AGREEMENT |
INTERNATIONAL BUSINESS MACHINES CORP
Bank of New York
INTERNATIONAL BUSINESS MACHINES CORPORATION
| Davis Polk;Cravath Swaine | 12/10 | New York |
|
| CARDINAL HEALTH, INC. UNDERWRITING AGREEMENT December 8, 2010 |
CARDINAL HEALTH INC
Bank of New York Mellon Trust Company, N.A.
Barclays Capital Inc, Deutsche Bank Securities Inc
CARDINAL HEALTH, INC
UBS Securities LLC
| Shearman Sterling | 12/10 | New York |
|
| SCHEDULE A |
FEDERAL HOME LOAN BANK OF DES MOINES
| Unavailable | 12/10 | Unavailable |
|
| UNDERWRITING AGREEMENT |
HANGER ORTHOPEDIC GROUP INC
Ares Corporate Opportunities Fund, LP
BARCLAYS CAPITAL INC
Hanger Orthopedic Group, Inc
| Foley Lardner;Cahill Gordon;Proskauer Rose | 12/10 | New York |
|
| 4,000,000 Shares of Common Stock |
POLYPORE INTERNATIONAL, INC.
Barclays Capital Inc
Polypore International, Inc
| Willkie Farr;Simpson Thacher | 12/10 | New York |
|